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15 Aug 2008, 10:27 am
Earlier this week, Avvo, Inc., a free consumer-focused website that provides ratings and profiles of lawyers, announced that it has expanded its database to include every attorney in the states of Minnesota and Arkansas.According to a press release announcing the expansion, attorney profiles are now available in 20 states and the District of Columbia, and cover approximately 80 percent of licensed attorneys across the country. [read post]
7 Feb 2018, 11:17 am
Silver Law Group is investigating claims against Garden State Securities, Inc. [read post]
20 Aug 2010, 8:36 am
FINRA (The Financial Industry Regulatory Authority) settled an enforcement action and entered into an Acceptance Waiver andamp; Consent with HSBC Securities (USA) Inc., which included a $375,000 fine, for recommending unsuitable sales of inverse floating rate Collateralized Mortgage Obligations (CMOs) to retail customers. [read post]
4 Apr 2022, 3:45 am
Healthcare Trust Inc. [read post]
31 Jan 2022, 8:44 am
According to his broker profile, Ayre was affiliated with the following firms during his career in the securities industry: 08/22/2019 – 07/06/2020, HILLTOP SECURITIES INC. [read post]
2 Dec 2013, 5:24 pm
This blog post concludes the series on the Fantex, Inc. [read post]
5 Oct 2018, 6:59 am
CrossFit, Inc. [read post]
14 Apr 2023, 11:27 am
They can have serious consequences for a broker-dealer’s profile and reputation. [read post]
9 Nov 2018, 5:32 am
(Decision and Order, NYS Appellate Division, First Department; 2018 NY Slip Op 07843 / November 15, 2018)http://www.courts.state.ny.us/reporter/3dseries/2018/2018_07843.htmThe background of this matter is briefly synopsized in the NYS Appellate Division's Decision and Order as follows:Plaintiff, a law professor, sat on the appellate panel of the Financial Industry Regulatory Authority, Inc. [read post]
9 Jun 2011, 11:57 am
Major U.S. banks came under growing pressure from banking regulators to improve the security of customer account information after Citigroup Inc became the latest high-profile victim of a large-scale cyber attack. [read post]
9 Jul 2007, 12:53 pm
Anderson, a Republican, was accused of accepting nearly $26,000 he believed to be from private correctional facilities firm Cornell Industries, Inc. [read post]
12 Nov 2021, 5:00 pm
About Solutions Law Press, Inc. [read post]
13 Jun 2018, 11:26 am
During the past decade, hacks have targeted the data held by several high profile companies, including Target Corp., Sony Corp., Equifax Inc. and Yahoo Inc. [read post]
16 Aug 2023, 9:04 am
They can have serious consequences for a broker-dealer’s profile and reputation. [read post]
3 Jul 2011, 12:13 am
Expert Group, Inc. [read post]
22 Dec 2023, 11:38 am
About Solutions Law Press, Inc. [read post]
9 Mar 2018, 6:09 am
Petrossi promoted Chadwicke Partners LLC and Chadwicke Ventures LLC as providing the opportunity to invest in high-profile startups companies such as Lyft, Inc., Maplebear Inc., Pinterest Inc., Spotify Technology SA, and Palantir Technologies, Inc. among others. [read post]
17 Mar 2017, 9:12 am
According to his FINRA BrokerCheck profile, Stanley began his career in the securities industry in 1998. [read post]
30 Jun 2010, 6:55 pm
What do you see as hot trends in the paralegal industry? [read post]
9 Sep 2020, 7:24 am
Prior to that, he was registered with Woodstock Financial Group, Inc. from 2013-2018. [read post]
